ก.ล.ต. ร่วมกับ 9 องค์กรพันธมิตร ภาครัฐและเอกชน จัดงาน “Winner Announcement & Showcase” ภายใต้โครงการ “Capital Market Datathon” เพื่อประกาศผลทีมผู้ชนะรางวัลและแสดงผลงานไอเดียนวัตกรรมที่ประยุกใช้

matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists

UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and

conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply

interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account

investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered

(digital showcase) (2) การถ่ายทอดสดการเสวนา Global Summit (3) การจับคู่ทางธุรกิจ (business matching) และ (4) การหารือแบบ 1 ต่อ 1 (1-on-1 consultation clinic) ในปีนี้ ก.ล.ต. ได้เข้าร่วมออกบูธ digital showcase

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring

to showcase the expertise of the industry participants from the respective markets and broaden the opportunity sets for both Hong Kong and Thai investors,”   said Mrs. Sally Wong, HKIFA’s Chief