To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
company by taking into account the appropriateness and acceptable risk level. The securities company should specify the details on the designation or approval for such action clearly in writing, and monitor
SEC Classification : ใช้ภายใน (Internal) B. Resignation from Audits B Resignation from Audits: Firm's Reference /Guidance Notes Description 1 Does the firm have policies/procedures on withdrawing from
monitor regulatory criteria regarding the implementation of IFRS 9 Financial Instruments. The Project, as an operating team, provided opinions to ensure that the new regulation is appropriate for business
ปาฐกถาพิเศษ เรื่องความสำคัญของการเปิดเผยข้อมูล การดำเนินธุรกิจ SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใช้ภายใน (Internal) ปาฐกถาพิเศษ เรื่องความส าคัญของการเปิดเผยข้อมูล การด า
: Classification of Automobile and Motorcycle Hire Purchase Enterprises as a Business which Contract is Regulated B.E. 2561 (2018) The Notification of the Contract Committee Re: Classification of Automobile and
objectives. Furthermore, our AIMC members join the group efforts to monitor and inspect listed companies that may fail to comply with the ESG criteria, guided by the AIMC ESG Policy and Collective Action
, credit disbursement, credit-related document storage and credit data support. We monitor customer credit-utilization behavior, their business performance, compliance with contractual conditions as well as