statements as well as deadline extension for submission of Q1/2015 financial statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had
statements of AI for the same reason.Later, AIE requested for an extension of deadline to submit the rectified 2014 financial statements, previously set to be submitted by May 27, 2015. The company reasoned
another extension of 20 more days to allow time for the auditor to receive the document verificaiton from a thrid party. The SEC has therefore postponed the deadline to 28 March 2017. KC must also disclose
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...
matters. STHAI was required to file with the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.STHAI later made a request for extension to submission deadline of its
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with the SEC’s executives, participated in the opening ceremony of Chiangmai Money Expo 2023
Facebook page E Money : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)
Facebook page ชื่อ Working Money : Unlicensed securities and derivatives business (Disclosure Date : 28/03/2024)
Facebook Page ชื่อ Money Investors : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)