false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee
SHARE : Detail Content Market Data Enforcement Fundrasing Securities Issuing Companies Takeover Professionals Intermediaries Search-for-related-personnel Mutual Fund Report and
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
or the Takeover Panel ( ) under letter No. dated ( ) under the resolution of the shareholders’ meeting dated ( ) is exempted from making a tender offer because (please specify
or the Takeover Panel ( ) under letter No. dated ( ) under the resolution of the shareholders’ meeting dated ( ) is exempted from making a tender offer because (please specify
or the Takeover Panel ( ) under letter No. dated ( ) under the resolution of the shareholders’ meeting dated ( ) is exempted from making a tender offer because (please specify
) ( ) will reduce its shareholdings in the business to be lower than the trigger point for a tender offer ( ) has been granted a waiver from making the tender offer by the Office or the Takeover Panel
the tender offer by the Office or the Takeover Panel ( ) under letter No. dated ( ) under the resolution of the shareholders’ meeting dated ( ) is exempted from making a tender offer