regulations and reviewed operations of securities firms to ensure that they have work systems in place to manage securities trading orders, including short selling transactions by their clients. This oversight
as making use of capital market and increasing competitiveness in the global arena to attract investment from global investors.The SEC has widened access to the capital for SMEs thorough the ?Pride of
as making use of capital market and increasing competitiveness in the global arena to attract investment from global investors. The SEC has widened access to the capital for SMEs thorough the ?Pride
The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
, such as websites of DR issuers, underlying foreign securities and the Stock Exchange of Thailand. Furthermore, investors must study terms and conditions of deposit agreements to have thorough
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in