positions in a company whose license is denied or revoked, or whose license application is withdrawn, or whose record shows participation in or support of wrongdoings of companies liable to operate a

trade such shares. In addition, trading orders were matched to benefit the same persons. Prayuth, Naruephol and Ladda aided the wrongdoings by using their own accounts to manipulate METRO and TUCC share

complaint and their assets were frozen. This is the SEC?s first asset freeze order upon the wrongdoers and expected to be taken again, when appropriate, to suppress wrongdoings. Besides, the SEC is in the

such severe wrongdoings, Chalerm is deemed unfit to perform the duty as investor contact and revokes the approval status of the investor contact for ten years, starting from June 23, 2011.Concurrently

of wrongdoings as follows:1.  Falsifying revenue worth totaling 34 million baht in POWER?s financial statements for the year 2004. From investigation, there was a reasonable ground to believe that the

gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions

, the investigation of wrongdoings in capital markets and the criteria and supportive factors for short sales. ?The roundtable hours encouraged our peers to put their experience in regional perspective

of the two investor contacts? misconducts described above, the first client suffered damages worth almost 12 million baht. In view of such severe wrongdoings, the SEC revoked the approval for

such client to suffer losses, he admitted to having committed such wrongdoings and already paid the client for the damages. His actions were deemed interference with client assets in violation of Clause

wrongdoings, which total 31.93 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration.In addition, the SEC has ordered the dismissal of Mr