. Transaction size under net tangible assets (NTA) basis Transaction size = Equity Portion x NTA of WICE SG x 100 NTA of WICE and its subsidiary = 30% x 70,675 x 100 526,639 = 4.03% Remark: NTA = Total Tangible
Capital Market to Ensure Efficiency, Fairness, Transparency and Integrity”, under which it is entrusted with 4 major policy objectives : (1) maintain fairness in the financial market, (2) develop and
are reliably and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct
and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business
Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business with honesty, fairness and
is to promote fairness and equality for all investors. Secondary public offering (SPO) of listed companies would also follow this general cornerstone approach. In addition, the SEC is proposing the
customers with integrity, honesty, quality, fairness and equality. In a case that a digital asset business operator will outsource other parties, the business operator is required to follow the notification
measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds. The consultation paper on the principles and proposed regulations related to
transparency and fairness. Whistleblower Handling Tel : 0-2033-9999 or e-mail : whistle@sec.or.th Complaint Against SEC (form) Complaint / Inquiries Complaints / Whistleblowers Inquiries