event, the SEC made a charitable donation to the "Pranangklao Hospital Foundation" to help underprivileged patients and promote medical research, at the NACC Office on 17 November 2023.
of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business
mutual fund management companies, the submission shall be made through the securities company reporting system. Currently, the submission must be made through both the said system and the electronic
clients' assets. In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the
buying orders for additional securities. {A}, however, made decision to buy and sell securities in the client account. She also sold securities in such account with a total value of more than 900,000 baht
, Texas, USA Reference is made to the disclosure made by Indorama Ventures Public Company Limited (“IVL”) on March 21, 2018 regarding the entry into an equal Joint Venture with Alpek, S.A.B. de C.V., and
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
SEC representatives. On this occasion, the SEC also made a donation to Phrabat Nam Phu Temple to support its project of helping patients with HIV/AIDS, the elderly, and people with disabilities. The
representatives at the event. On this occasion, the SEC also made a financial contribution to the Christian Foundation for the Blind in Thailand under the Patronage of His Majesty the King, Bandek Ramindra School