concerning the limitation of the voting rights and the disclosure requirement over the one-third rule so that asset management companies can disclose such information to investors. The afore-mentioned
statements due to auditor?s limitation scope of review by VTE management. As such, the auditor was unable to apply other review procedures to satisfy the carrying value of investment in foreign associate
September 30, 2014.Earlier, the SEC notified STHAI to rectify its 2012 financial statements due to the limitation on scope of audit imposed by the company management in various matters including quantities
, TRAC, TRB, TROY, TRU, TT, TTT, TWT, UMA, UOS, UTK, VET, VLX, VRA, WAN, WAVES, WAXP, WILD, WOO, WRX, WXT, XDB, XEM, XMR, XPR, XPRT, XTZ, XVG, XWC, XYO, YFI, YFII, ZEC, ZEN, ZIL, ZNN, ZRX 3 50% ALPACA, BEL
, TRAC, TRB, TROY, TRU, TT, TTT, TWT, UMA, UOS, UTK, VET, VLX, VRA, WAN, WAVES, WAXP, WILD, WOO, WRX, WXT, XDB, XEM, XMR, XPR, XPRT, XTZ, XVG, XWC, XYO, YFI, YFII, ZEC, ZEN, ZIL, ZNN, ZRX 3 50% ALPACA, BEL
, TRAC, TRB, TROY, TRU, TT, TTT, TWT, UMA, UOS, UTK, VET, VLX, VRA, WAN, WAVES, WAXP, WILD, WOO, WRX, WXT, XDB, XEM, XMR, XPR, XPRT, XTZ, XVG, XWC, XYO, YFI, YFII, ZEC, ZEN, ZIL, ZNN, ZRX 3 50% ALPACA, BEL
, TLOS, TOMI, TON, TRAC, TRIAS, TRX, TT, TUSD, TWT, UMA, UNFI, UNI, UOS, UPP, USDC, USDD, USDJ, USDP, USDT, USDX, UTK, VAI, VELO, VET, VGX, VLX, VRA, VTHO, WAN, WAVES, WAXP, WBETH, WBNB, WBTC, WEMIX, WILD
underwriting without limitation to only debt securities, excluding company licensed to also undertake finance business. “Finance and securities company” means a company licensed to undertake finance business
limitation to only debt securities, excluding company licensed to also undertake finance business. “Finance and securities company” means a company licensed to undertake finance business, and securities
category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without limitation to only debt securities