]. Clause 4 A licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a
) A person having obtained derivatives business license in the category of derivatives broker not limited to debt securities derivatives or gold derivatives; (3) A licensee having a legal entity in the
December 16, 2016; (4) the licensee of derivatives business license type Sor-1 which is the legal entity under Clause 5(3) or (4) and obtained the license prior to 1 January 2012 shall maintain shareholding
company or public limited company which is newly established for operating securities business in the said category mutual fund management under this Ministerial Regulation. Clause 3 Limited company or
which the applicant has given the explanation or submitted further documents in full, shall be excluded from the periods specified under Clause 5. Clause 7. A licensee of gold derivatives brokerage