aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
and BCP several times and learned of the final negotiation result that SOLAR and SUNTECH were likely to win the bid for BCP?s 3,200 million baht solar power plant project where SOLAR will be entitled to
learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act
learned the facts and development of the company?s capital increase all along. However, on 3 November 2014 at 12.53 p.m. he notified the SET that the news of MLINK holding a management meeting whose main
tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in
program trading has not started in Thailand, lessons learned from foreign stock exchanges can illustrate the importance of a thorough knowledge and understanding of the practice of program trading. This may
trading has not started in Thailand, lessons learned from foreign stock exchanges can illustrate the importance of a thorough knowledge and understanding of the practice of program trading. This may help
Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report
ซึ่ง ก.ล.ต. จัดขึ้นภายใต้แนวคิด “ Digital Asset : Lesson Learned and Moving Forward” เพื่อเป็นเวทีในการรับฟัง แลกเปลี่ยนมุมมองและ https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9732 SEC public