indicating a lack of professional ethics or standards in performing as financial advisor or advisor in any other fields which requires similar skill, knowledge and accountability of financial advisor, or
period of previous year amount to Baht 0.47 million, decrease Baht 0.15 million or decrease 31.13%, since the company repaid the loan cause this expense has been reduced. 8. Share of profit (loss) from
applying for approval to be the major shareholder of the securities company or in any other report required to be filed with the SEC Office or SEC; (10) has worked in the manner indicating lack of ethic or
SHARE : SEC advises digital asset business operators on account opening for minors Sunday 9 January 2022 | No. 5 / 2022 Bangkok, 9 January 2022 – The Securities and Exchange Commission (SEC) has
in respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; In case where shareholder under the first paragraph is a legal entity, its director or
indicating cheat or dishonest, irresponsibility, reckless in respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its
, or even appear to, impinge upon the independence of ity. Where conflicts of interest or a lack of independence is common at a CRA and hidden from investors, overall investor confidence in the
Underwriting agreement: Firm underwriting Best effort Offering Price:....................Baht per share Offering Size:......................... Baht Has the Company offered shares or convertible securities
shall include, at a minimum, net sales or operating revenues; income (loss) from operations; income (loss) from continuing operations; net income (loss); net income (loss) from operations per share
share, to be allocated to the existing shareholders in proportion to their shareholding (right offering) not more than 14,353,496,882 shares and reserved for the exercise of warrants (MORE-W3) at the