UNDP and SEC have agreed to promote the capital market’s understanding of the meaning and principles behind sustainability, the Leave No One Behind Agenda, and sustainable finance. The agencies will

consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients

: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The SEC probed into the

require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was

at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital

regulations specified by the SEC and arrange for IT security audit and a penetration test by a knowledgeable and skilled auditor who is independent from the responsible IT Unit before commencing service

also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm.  As such, the auditing must be carried out

and quality of work. The firm therefore should require that the evaluator clearly document the reason ndst 18 Findings identified by the SEC The recommendations for improvement behind the adjustment of

: (a) the person shall be knowledgeable and have experience in the management of investment or management of interests of infrastructure assets for the total period of at least three years during the

assessor to better communicate the reason behind the consensus. All of which will lead to the effective improvement of the one being assessed. 12 Findings identified by the SEC Remediation plan implemented