The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant
SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares and information disclosure, applying to issuers and listed companies, in accordance with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors. For the principle of the revision, the SEC had al...
Determination of Securities Issuer Deemed as a Company
Distribution of Newly Issued Shares and Share Warrants by Issuer
แบบรายงานผลการขาย (SME PP-issuer)
Draft of Term of Rights and Duties of Derivative Warrant Issuer and Holders
Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)
รายงานผลการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง (CFD-issuer)
หลักเกณฑ์โฆษณาของ ICO portalหรือ ICO issuer ให้มีรูปแบบมาตรฐานเดียวกัน
CFD-issuer 1. 1.1 1.2 1.3 1.4 ... 2 2.1 ( 2.2 2.3 2.4 / / / / 2.5 2.6 ( .. 2.7 2.8 oversubscription) (Funding portal) CFD-issuer excel ID code %) 1 1 1 1 1 % 2