the date on which the names of shareholders entitled to subscribe for the newly issued preferred shares in proportion to their shareholdings are determined (Record Date), i.e. on January 26, 2018, and

have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such

.? _________________________ *The Notifications of the Capital Market Supervisory Board regarding Rules on Capital Market Personnel relevant to these cases are:  (a) Panita violated Clause 20(1) and Clause 20(2) of the

, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her

(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory

The SEC has disclosed the statistics on the reporting of investment scams in the capital market through the Investment Scam Hotline 1207, extension 22. The reporting system is also available on

. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for

strategic directions in the Strategic Plan 2023-2025 is to raise potentiality of the Thai capital market towards “Sustainable Capital Market” by encouraging listed companies to conduct their businesses

. Basic shareholder rights are well established, and shareholders freely trade their shares, participate in shareholders meetings—including by proxy—and receive a range of information from listed companies

obligated to get approval from the Board of Directors and disclose the information to the Stock Exchange of Thailand. 5. Particulars of related person As of December 31, 2018, EKH is a major share holder of