orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such

explicit and tacit knowledge. The single portal has welcomed participation of all the SEC staff, anywhere and anytime, to create and seek knowledge beneficial to the work. This always contributes to enhanced

an academic study on the incident to present the paper and discuss with the SEC staff, said SEC Secretary-General Vorapol Socatiyanurak. ?Investor protection has always been the SEC?s top priority. To

international standards in the area of Thai securities business. The SEC always emphasizes on anti-money laundering and announced the regulations to ensure that preventive measures against use of securities

- Comprehensive: Timely and comprehensive capital market information presented in plain language.The new SEC website will go live on October 14, 2013, at 16.30 hrs.  Feedback from the public is always welcomed

compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc

be inspected that record consistently. [M] o Arranging the computer centre separately such as network zone, server zone and printer zone etc. for the purpose of compliance convenience and render

mutual funds as an investment instrument for the benefit of the Thai capital market at large. Over time, the SEC and the AIMC have consistently worked together on various fronts, including industry

Provident Fund (AOP) are in the process of encouraging and promoting other  provident funds to implement the I Code in the future.SEC had been consistently encouraging the PVD to provide the maximum

maintain trust from shareholders and stakeholders consistently. In addition, the role of shareholders to follow up companies? business operations will help promote companies? transparency and accountability