are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to

Code. CONTENTS Page INTRODUCTION 1. Objectives of the Investment Governance Code 31 2. Application of the Investment Governance Code 32 3. The Principles of the Investment Governance Code 33 4

introduction of Investor Climate Action Plans as a tool to help asset owners and managers to develop and implement change, no matter where they are at in their climate journey. This session is opened to asset

could be exchanged or a liability settled between knowledgeable, willing parties in an arm's length transaction. 4. New policy on allowance for obsolete inventories Inventory from 1 year and above and

human resources management and development programmes to ensure that the company has adequate staffing and appropriately knowledgeable, skilled, and experienced employees and staff.​ ​ Principle  1  |  2

(SEC), Thailand is going to join the IOSCO World Investor Week (WIW) 2023 campaign under the theme “Knowledgeable Investing Will Bring About Financial Resilience”. This participation is to reiterate our

) ประกอบการสมัครเข้าร่วมโครงการให้แก่ผู้สนใจ โดยมีนายพงศ์พิชญ์ พิณสาย ผู้อำนวยการฝ่ายวิจัยและขับเคลื่อนข้อมูล ก.ล.ต. บรรยายหัวข้อ “Introduction to SEC, Capital Market and Stakeholders in the Ecosystem” และ

provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services

earlier collected from the hearing on the guiding principles in January this year. Further revisions were also made to facilitate introduction of diverse investment choices in response to investors? demands

opportunities. We look forward to the successful introduction of DRs under the DR Linkage, and will continue to work closely with SEC Thailand to further enhance mutual connectivity and broaden investment