Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO). The SEC investigation, following a referral from the Stock Exchange of Thailand (SET), revealed that Sinsathien, then managing director and president of PRO, had access to material n...
SEC?s subsequent investigation revealed that during the aforesaid period FOCUS shares were traded in great volume and the share price changed inconsistently with normal market conditions because the
(PAP) through the trading account of another person to seek unlawful personal gain.Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed that on
STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI
statements for the year 2002 and for the 1st and 2nd quarters of 2003 and thus misled shareholders and investors about DAIDO?s true financial condition. The said actions were in contravention of Section 312 of
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case-by-case basis. Additionally, listed companies are required to publicly disclose this information through the Electronic Listed Company Information Submission System of the Stock Exchange of Thailand
civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor
, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition, SEC has reported the case to AMLO as this