. } Develop a focus list. } Establish which types of engagement you are likely to employ as well as your level of resources to achieve your goals. } Determine how you will initiate communications with the

each provision of the IOSCO CRA Code is of conduct deviate from the IOSCO CRA Code and how such deviations nonetheless achieve the objectives laid out in the IOSCO CRA Code and the IOSCO CRA Principles

basis.This initiative also complements a similar initiative  by the International Forum of Independent Audit Regulators (IFIAR) in March 2016 to achieve a targeted reduction in audit inspection findings

value Baht 10, Including to negotiate the details of the Agreement and related transaction to achieve the best benefit for the Company. Therefore, regarding to the Executive Committee Meeting No. 4/2018

the prevention of the transfer of property enabling the collection of assets of offenders or defendants to pay civil fines or pay compensation according to civil sanctions measures which will achieve

A key strategy of SEC is to urge Thai people to realize the importance of financial planning which should be practical to achieve the long-term financial well-being. For this purpose, Thai people

empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen

order to achieve this capital increase. 3. Determination for the Extraordinary General Meeting of Shareholders to request an approval on the capital increase and the allocation of the newly-issued shares

conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty

process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into