Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision
the executives and employees that could cause conflicts of interest with the business; and prohibitions on corruptions which will cause damages to the organization2. 1.2.3 Appropriate penalties in the
is not sufficient to provide assurance that such non-audit services may or may not impair the independence arising from the self-review threat or advocacy threat. • The audit firm may lack necessary
., spouse (or The long relationship of key audit partners with audit engagement clients may pose issues and threats towards the independence regarding the familiarity and conflicts of interest. The firms
independence of the QARP and their opinions, the SEC requires that the number of the attending non-practitioner members in each session be greater than the number of the attending practitioner members and not
the Accounting Supervisor And Approval of divestment of investment BS Myco Biotech Company Limited. 10/09/2021 21:08 Notification of the Resignation of Independence Director and Chairman of AC, the
matters relative to independence confirmations, performance evaluations, results of monitoring, client acceptance and continuance evaluation, etc? · Using electronic databases · Manual notes · Checklists
SEC Secretary-General Rapee Sucharitkul revealed that “the financial reports are crucial for investors’ investment decision-making. The independence of auditors, which plays an important role in
another firm is engaged to perform segments of the engagement? If yes, describe how the firm confirms the independence of such other firms B.1 Financial Relationships: 1 Financial Interest: Do any of the
impairment loss on loans, in line with our improved asset quality. Moreover, net interest income rose Baht 4,377 million or 4.65 percent, which was derived mainly from interest income from both loans and