inconsistency with normal market condition. The scheme was aided or abetted by Mr. Prayuth Lertpinyopap, Miss Karuna Kaewmanee, and five other persons who agreed to enter the settlement. On December 26, 2018, the
trading values and volumes to be inconsistency with normal market condition to mislead and lure the general public into such trading and were therefore in violation of Section 243(2) of the Securities and
inconsistency with normal market condition. The scheme was aided or abetted by {D} {E} and five other persons.Their actions were in violation of Sections 243 in conjunction with Section 244 of the Securities and
RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In the
on condition that such exempted requirement: (a) is dispensable for providing services to a client ; (b) is inconsistency or inappropriateness with conditions of such intermediary ’s business; (c) is
assets to ensure accurate and complete conclusion before preparing and disclosing the IFA report even though there was material inconsistency with the information disclosed via the Electronic Information
intermediary not to comply with any requirement under this Notification on condition that such exempted requirement: (a) is dispensable for providing services to a client ; (b) is inconsistency or
Notification on condition that such exempted requirement: (a) is dispensable for providing services to a client; (b) is inconsistency or inappropriateness with conditions of such intermediary’s business; (c) is
Notification on condition that such exempted requirement: (a) is dispensable for providing services to a client; (b) is inconsistency or inappropriateness with conditions of such intermediary’s business; (c) is
whitewash waiver Providing opinions to the shareholders regarding the application for a waiver from making a tender offer; Reviewing to comprehend the assumptions, policies and operational plans of the waiver