six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
bond does not specify a redemption period and thus may require that investors hold such bond longer than general debt securities. Additionally, SEC aims to enhance the efficiency of the sale process
branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
?SECID=739 Stakeholders and interested parties are welcome to send comments or suggestions via the website or email: korakot@sec.or.th and thitika@sec.or.th. The public hearing will end on 22 September
://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap
enhance flexibility and accommodate future changes suitable for the Thai capital market landscape. Over the past years, foreign studies have shown that many foreign capital markets have revised their
oversight of persons with the power of management and major shareholders, the imposition of penalties, and statues of limitations for legal proceedings. These proposed amendments are intended to enhance
consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=689. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: corporat
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital