the period of ten years. Owing to the fact that Nakul?s approval as fund manager was expired and he has not been in the capital market business recently, instead of imposing revocation order, the SEC
circumstances or hinder businesses or livelihoods, thus imposing unnecessary burdens on the public.
understanding on their roles and responsibilities. In addition, the SEC initiated the listed company directors and management registration system for the purpose of monitoring and imposing administrative
exceeding the maximum fines rate as specified by law for each act. Division 3 Imposition of Administrative Sanction Clause 15. An order imposing administrative sanction shall be in writing and shall state
take legal action against wrongdoers. This includes imposing penalties on any securities firm that gets involved or colludes with the commission of such offense. Furthermore, the SEC has issued
balance between facilitating business operations and fund raising and providing appropriate level of investor protection without imposing undue restrictions on their investment choices.?
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
imposing a temporary closure of certain premises including the restaurants which are allowed to sell take- away only effective from Mar 22, 2020 As a result, the revenue from sales and services dropped
Capital Market Supervisory Board concerning Offer for Sale of Newly Issued Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial
Newly Issued Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial Institution; (5) the Notification of the Capital Market