, the Securities and Exchange Commission, Thailand, said: “Climate change is one of the most significant global threats that could affect the financial system. SEC Thailand recognizes the urgency of this
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure
investment through a number of branches nationwide. Moreover, the commercial banks can also take another important role to support securities companies and asset management companies in their groups to seek
a tangible approach to the debt repayments. The SEC viewed that EARTH ' s core business is coal trading for which liquidity management is crucial. And in the past EARTH used loans from financial
SEC Secretary-General Rapee Sucharitkul revealed that “the financial reports are crucial for investors’ investment decision-making. The independence of auditors, which plays an important role in
some audit firms did not consider some of these crucial Audit firms did not utilize all significant factors in their risk assessments for client acceptance and continuance decisions. Furthermore, an
before the offering. Thus, if the existing shareholders do not exercise their right, there may be a significant price dilution. However, MORE included the exercise of MORE-W3 warrants in the calculation of
Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts
-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to improve audit quality Executive summary Contents Quality Assurance Review Panel (“QARP”) Significant