Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
> Intermediaries > Asset Management Businesses > Fund Supervisors Market Data SHARE : Detail Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi
Businesses - Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
disclose the information having the content identical to the fund project and the latest draft prospectus to the investors via the Office’s electronic transmission https://publish.sec.or.th/nrs/5883pe.doc
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