strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
Department of Special Investigation (DSI) to pursue legal actions against (1) Prachai Leophairatana - Chairman of the Executive Committee of TPIPL rehabilitation Plan Administrator, and (2) Stern Stewart & Co
Today (December 1, 2004), the SEC filed a criminal complaint with the Department of Special Investigation (DSI) to pursue its investigation against Mr. Prasert Tangtrongsakdi, Mr. Kris Khemadham, and
showed no relationships among these companies. The SEC will pursue further investigation and take strict legal action if any wrongdoings are found. According to the Derivatives Act B.E. 2546, any
Pursuant to Mr. Akeyuth Anchanbutr?s statement through various media concerning irregular trading of SCIB-C1 during August 11-16, 2004 and his request for the SEC to pursue further investigation in
rehabilitation Plan Administrator, and (2) Stern Stewart & Co. (Thailand) LTD with the Department of Special Investigation (DSI) to pursue investigation on the dissemination of information, which had not been
provided by the Monetary Authority of Singapore (MAS) and Securities and Futures Commission, Hong Kong (SFC) in gathering relevant facts and evidence which consequently help the SEC to pursue legal action on
of 500,000 Baht each. In this regard, the SEC will also pursue administrative action in relation to capital market personnel against Chaninan in this matter.Information contained in this news release