SEC Secretary-General Ruenvadee Suwanmongkol said: “This seminar is the first opportunity of SEC to welcome SME entrepreneurs from all over the country that are members of the Federation of Thai SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view that our cooperation with the Federation of Thai SME will help SMEs access funds in the capital marke...
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council under Royal Patronage to help lawyers sharpen their capability about class action in capital m...
: 28/02/2562 วันที่ตอบ : 05/03/2562 คำถาม : กองทุน buy & hold ในการคำนวณอัตราส่วนการลงทุนใน derivatives ที่มิใช่
ประโยชน์ของกองทุนรวม ที่ นจ.(ว) 7/2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการจัดตั้งกอง buy & hold เพื่อซื้อทรัพย์สินของกองทุนรวมตราสารหนี้เพื่อเสริม
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
cannot conduct the asset appraisal, the fund/trust manager must request a waiver from SEC and must analyze the impact of COVID-19 on the fund and disclose it to investors, (7) relaxing the rule of
increase capital market product variety, such as relaxing rules on investment of retail and accredited investors in non-investment grade or unrated bonds, issuing regulations on investment in and issuance of
support of the Thai capital market to strive forward as a regional financial connector, the SEC will increase capital market product variety, such as relaxing rules on investment of retail and accredited
, is he or she still considered independent? A: Independent director of the parent company may hold the position of non-executive director or independent director of a subsidiary company. However, the