securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to
services used, names of the service providers, and statistics of votes exercised using proxy or advisory services. Principle 5.6 Institutional Investors should disclose their approach to stock lending and
are the subject of rumours. We also sought cooperation from popular stock chat websites to be careful in their posting of company news that has not yet been confirmed or denied. The most accentuated
(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory
institu- tional investors Institutional investors are an increasingly diverse group of investors. While some invest on their own account such as pension funds and insurance companies others are asset
SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the
grow. The International Climate Bonds Standards and Certification Scheme assures investors that their funds are being used to help deliver a low- carbon economy. It allows investors and governments to
Shareholders in Proportion to their Respective Shareholdings and Convening of the Extraordinary General Meeting of Shareholders No. 1/2018 (Second Amendment) To: President The Stock Exchange of Thailand
products due to the following reasons: (1) Those products above are not digital assets approved by SEC under the governing law; (2) Those products above have not been screened with regard to their