addition, the fund prospectus summary and subscription forms must be made available to investors through all distribution channels, and unit sellers must ensure that their prospective investors acknowledge
regard to recent dissemination of unsubstantiated information about listed companies, in such matters as business takeover, prospective purchase or sale of shares by major shareholders and investigation to
), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients
create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial
Head of Compliance