results in Montika and Thai to have prohibited characteristics of capital market personnel pursuant to the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited
("PLUS? and ? PLUS-W2") (Presently Aqua Corporation Plc.) without exercising due care causing GEN to have investment losses on such securities. ? Wisadja, as GEN Vice President of the Accounting & Finance
SEC files criminal complaint against three alleged offenders on account of failure to perform duty in good faith causing damage to the company Bangkok, April 23, 2012 ? The SEC today filed a criminal complaint against Amnat Tangurimarn, Chairman of Executive Board and Director of General Engineering Plc. (GEN), Shine Bunnag, and former GEN employee Kittichai Khiewkham with the Department of Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the com...
SEC files criminal complaint against 13 alleged offenders for price manipulation of ML and MAX Bangkok, April 1, 2013 ? The SEC filed a criminal complaint against 13 alleged offenders, comprising (1) Shine Bunnag, (2) Sorasak Vongchinsrisakul, (3) Maliwan Vongchinsri, (4) Watanya Wongopasi, (5) Supichaya Chaimueanvong, (6) Pannatad Klomsamorn, (7) Phawit Natapintu, (8) Sarun Songchotikulpun, (9) Tepparit Sihisarapisit, (10) Duangkamon Kietsukasem (11) Meesak Makbumroong, (12) Surassawadee Katet...
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Bangkok, June 27, 2013 ? SEC Chairman Chaikasem Nitisiri and SEC Commission Member Benja Louichareon have submitted their resignation letters effective as from June 26, 2013.
Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange
XJ International Holdings Co., Ltd. XJ International Holdings Co., Ltd. (“XJ”) failed to prepare and submit a report on events that have or may have an impact on the rights and benefits of securities
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited