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Thailand (SET) to discuss possible solutions to the AGM holding of listed companies amid the spread of COVID-19, SEC has disseminated the circular and frequently asked questions to inform all listed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8060

SEC launches Guidelines on Management and Disclosure of Climate-related Risk by Asset Managers

-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the Guidelines as a manual that asset managers who manage mutual funds, private funds and provident

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9817

SEC announces the resolutions of CMSB on guidelines for enhancing securities companies’ capability

Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8352

SEC, ASCO and securities firms discuss guidelines for sustaining market confidence

its practice guidelines for members regarding short-selling activities to better align with the current situations and the SEC's observations, aiming to provide securities firms with common guidelines

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10322

SEC and ADB discuss guidelines for sustainable finance in Thai capital market

Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the capital market in addressing social and environmental challenges. During the meeting, both partie...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10510

SEC public hearing on guidelines for encouragement of provision of quality and generally accessible financial planning service

limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8340

SEC and Investment Banking Club discuss guidelines for increasing efficiency in fundraising supervision and enhancing professional quality

The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10170

SEC cooperates with TFAC and APSC in laying out accounting guidelines to mitigate impacts of COVID-19 on listed companies

Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8098

SEC public hearing on draft notification of guidelines concerning liquidity maintenance for mutual fund investing primarily in fixed income

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=613