At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will allow the association to invest in certain types of securities, provided that, such investment is made...
SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
Providing Guarantee for Insured Mutual Fund by Securities Company in the Category of Securities Finance Business (No. 2)
ที่ กบร No. Kor Bor Ror. 003/2019 May 9, 2019 President The Stock Exchange of Thailand Re : Notification of the cancellation of credit guarantee to International Commercial Coordination (Hong Kong
10% of final bid price and submit a letter of bank guarantee for the remaining amount within 15 days before the starting date of license 2nd -10th installment 10% of final bid price on each installment
PUBLIC COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 09/11/2020 20:33 Guarantee on credit facilities with the proportion of shareholding in the Company's subsidiary
ที่ กบร No. Kor Bor Ror. 022/2017 August 10, 2017 President The Stock Exchange of Thailand Re : The reduction of credit guarantee to International Commercial Coordination (Hong Kong) Limited Dear Sir
No. Lor Gor. 004/2020 May 11, 2020 President The Stock Exchange of Thailand Re : Credit guarantee to A Tech Textile Co., Ltd. on shareholding proportion Ref : Document no. Kor Bor Ror. 008/2018 dated