committee members with accounting expertise gave the audience, guidance on playing roles as audit committee; for instance, preparation of new auditor?s report and trend of Thai Financial Reporting Standards
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a
,” which was honorarily presided over by Khon Kaen Governor Mr. Somsak Jungtrakul, Ph.D., who gave an opening speech, on Tuesday 10 September 2019, at Avani Khon Kaen Hotel & Convention Center.“SEC
not apply to the following securities: (1) investment units offered for sale by securities holders, provided that such investment units are issued by securities companies licensed to undertake
-issued shares in which the fixed offering price is lower than 90 percent of the market price, provided that the market price and the offering price are in accordance with the Notification of the Securities
guidanceAs legislation has been drafted and administrative arrangements put in place, some additional clarity can now be provided about the laws that will apply in each economy to incoming Passport Funds. The
to examine the quality of digital tokens to be offered for sale and to verify that the information provided in the registration statement and draft prospectus is accurate, clear and complete. The
. Somsak Jungtrakul, Ph.D., who gave an opening speech, on Tuesday 10 September 2019, at Avani Khon Kaen Hotel & Convention Center. “SEC Caravan chose to hold its first activity in Khon Kaen as it is a large
varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure