monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various cryptocurrency platforms, especially Celsius Network and Babel Finance. Additionally, Zipmex must re...
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon and the Management Team, held a meeting with the Association of Provident Funds (AOP), led by President Vitai Ratanakorn and Director and Secretary Roongkiat Ratanabanchuen. The objective was to discuss strategic approaches for developing and promoting the provident fund (PVD) industry and to support the AOP role in providing relevant knowledge to PVD fund committees and members through training cours...
Bangkok, 6 January 2021 – This is with reference to the Cabinet’s resolution on 29 December 2020, approving additional public holidays and deferring the substitution holiday for Chulalongkorn Day
The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by extension would create credibility and confidence in the operation of business operators as well as the exe...
ในระยะแรก ก.ล.ต. จึงได้จัดทำ Additional Guidance ซึ่งเป็นคู่มือด้านการเปิดเผยข้อมูลด้านความยั่งยืนของกองทุนรวมเพื่อความยั่งยืน (ESG Fund) ฮ่องกง ที่ประสงค์จะติดตราสัญลักษณ์ SRI Fund ในการเสนอขาย
upcoming challenges and trends affecting the country’s financial sectors due to the rapidly changing scenarios. The SEC Strategic Plan is also designed to further pursue capital market developments towards
Determination of an Additional Type of Securities
Additional Types of Securities (No. 9)
cooperation if DSI requires additional clarifications or further investigation in the case.According to recent news reports, the public prosecutor has brought charges in the Criminal Court against seven