Following the SEC's monitoring and examination of Bitazza operations, it was found that the company has significant deficiencies in critical systems related to the operation of digital asset business
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
transitional provisions, to ensure their digital asset business operations before 14 May 2018 and this information will be disclosed on SEC website: www.sec.or.th/digitalasset.SEC Board will assess
Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7-11 and other leading retail shops, and Tesco Lotus to be paying agents for investment in mutual funds by this June. With branches across the country, they make the first step in the capital market to facilitate more convenient investment access for everyone. The new paying channels will also serve ?A thousand baht, Start a journey to your dream? Project initiated to raise public awareness in establishing investment disci...
volunteer roles in exercising voting rights effectively and in accordance with good corporate governance principles in the 2015 Annual General Meeting (AGM) of listed firms. In 2015, TIA agrees with the
behalf of the SEC, Ms. Areewan Aimdilokwong, SEC Assistant Secretary-General, participated in a panel discussion on the topic, "Roles of Financial Sector Towards a Sustainable Economy," highlighting the
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Yarnsak Manomaiphiboon, Secretary-General, and Mrs. Patchanee Sinwattanacharoen, Chairperson of the Compliance Club, along with ASCO board members. The purpose of the meeting was to discuss strategies for the development and promotion of duties and self-discipline within securities c...
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we are...
, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023
our time” ภายใต้หัวข้อ “Roles of the Capital Market in Promoting Business and Human Rights” เพื่อสร้างการรับรู้และส่งเสริมความเข้าใจเกี่ยวกับประเด็นสิทธิมนุษยชนและปัญหาแรงงานทาสยุคใหม่ (Modern slavery