derivatives business in the category of derivatives brokerage limited to precious metal derivatives; (2) “precious metal trading firm” means any person engaging in business relating to buying or selling
) Method for submitting renewal 1. Hosting licensed firm in Thailand or ASEAN investment analyst / ASEAN investment consultant shall (i) submit the application form via the electronic system as provided by
transaction (RPT) or potential RPT or if there is, there must be adequate measure to manage conflict of interests. The company must not be dependent on the business of a person who may have a conflict of
securities nor constitute specific advice of whatever form (tax, legal, environmental, accounting or regulatory) in respect of Sustainability-Linked-Bonds or any other securities. The Sustainability-Linked
year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice for risk
assessment once a year at least the policy and indicated the concerned risks, arrangement the importance of information and computer system, specify the acceptable level of risk and specify measure or practice
. , revenue and gross profit increased continuously. Revenue form golf and property management business increased THB 18.42 million or 13% when comparing to the same period of last year. Even, revenue from real
responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No. KorKhor. 12/2551 Re
strategies to earn active returns, or alpha, for their investors. Infrastructure: a form of “real assets,” which contain physical assets we see in everyday life like bridges, roads, highways, sewage systems
Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the