Facebook Page ชื่อ Stock finance : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
PTTEP AUSTRALIA INTERNATIONAL FINANCE PTY COMPANY LIMITED | Year 2011
SRISAWAD FINANCE PUBLIC COMPANY LIMITED | Q1/2011
SRISAWAD FINANCE PUBLIC COMPANY LIMITED | Q3/2011
SRISAWAD FINANCE PUBLIC COMPANY LIMITED | Q6/2011
SRISAWAD FINANCE PUBLIC COMPANY LIMITED | Year 2011
PTTEP AUSTRALIA INTERNATIONAL FINANCE PTY COMPANY LIMITED | Year 2012
hearing are available in the appendix of this consultation at http://capital.sec.or.th/webapp/phs/upload/phs1510556854hearing_38_2560_S01.pdf.This current hearing, as requested by the Finance Ministry