at its Meeting No. 2/2010. Such investment, however, must also comply with the central bank?s relevant regulations. Currently, forex derivatives investment is permissible for hedging purpose only. The
addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding
specific instruments are permissible such as debt instruments issued by foreign juristic persons or their subsidiaries, foreign currency denominated debt instruments issued by juristic persons established
reaching or passing the trigger points of 25, 50 or 75 percent of the total voting rights, such shareholder is allowed to purchase additional shares, in the amount permissible up to those trigger points
convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual
persons, the SEC Office complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office will
public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
listed on a foreign stock exchange; 1.5 Investment units of foreign off-exchange traded mutual funds with the SEC?s permissible underlyings; 1.6 Foreign exchange-traded derivatives for hedging purpose only