to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of

convenient access to paying agents have been allowed to reach out the investors. Furthermore, new types of mutual funds permissible to invest in a variety of assets have been introduced; for example, mutual

addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding

specific instruments are permissible such as debt instruments issued by foreign juristic persons or their subsidiaries, foreign currency denominated debt instruments issued by juristic persons established

reaching or passing the trigger points of 25, 50 or 75 percent of the total voting rights, such shareholder is allowed to purchase additional shares, in the amount permissible up to those trigger points

persons, the SEC Office complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office will

listed on a foreign stock exchange; 1.5 Investment units of foreign off-exchange traded mutual funds with the SEC?s permissible underlyings; 1.6 Foreign exchange-traded derivatives for hedging purpose only

condition that such advice is given for overseas investments through local securities firms in the case of retail investors. However, direct advice is permissible for the case of institutional investors. The

public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible

conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once