must not appears that the derivatives broker being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system
Acquisition Transaction cannot be completed within August 14, 2018 due to the fault attributable to the Sellers of Kerry shares, (collectively, the “PP Shares Offering Transaction”). In this regard, the PP
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association determines the guideline
this Notification, the intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9
force majeure or it is not a fault of the guarantor of income; (b) conditions beyond necessity with characteristics which would cause the REIT make a claim with difficulty or excessive burden. Chapter 3
/overview_of_environmental_risk_ analysis_by_financial_institutions.pdf 11 ส่ามารถศึกษัา Case Studies of Environmental Risk Analysis Methodologies โดย์ NGFS เพื่ิมเต้ิมได้ทุ่ https://www.ngfs.net/sites/de- fault/files/medias
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...