, telephone calls, SMS, and Line application with a view for investors to trade derivative contracts in their accounts of a securities company, in cooperation with Mr. Narathip Lohaweroj, an investment

derivative contracts. Such solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails, telephone calls, SMS, and Line application with a view

: .…................................................................................................................................................................................ .................................................................................................................................................................................... Telephone: ........................................................................ Facsimile: .....................................

, KHLONG TOEI, KHLONG TOEI, BANGKOK 10110, THAILAND Telephone : +66 2254-9272 Fax : Email : yuphin@anaservices.co.th, anaprofessional@anaservices.co.th Miss YUPHIN CHUMJAI (*) 8622 19/07/2565  -  18/07/2570

E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax

: ……………..…................................................................................... ........................................ ............................................................................................................................................. ....................................... Telephone: ........................................................................ Facsimile: ................................................................. Through the r...

publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized

@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection.  Investors and the public can file a

discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of

client of trading orders via telephone at the end of the trading day.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market