– (a) the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer
national legislative frameworks, regulatory disclosure requirements or listing rules. As global guidance, it should be read with the understanding that local rules and cultural norms may lead to different
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer, if any; and (d) the legal advisers to the
registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; b. sponsor
, if different, proportion of voting power held. F. Patents, Licenses or Contracts Provide information regarding the extent to which the issuer is dependent, if at all, on patents or licenses, industrial
of margin call: (1) the required amount of the initial margin and the maintenance margin . If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
evidence of margin call: (1) the required amount of the initial margin and the maintenance margin. If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
asymmetry in permanent/temporary price impacts? • How and to what extent the notion that buys is more informed than sells is supported? • How are the permanent/temporary price impacts of buys and sells and