In her opening remarks at the online seminar on 25 November 2020, Ruenvadee Suwanmongkol, Secretary-General of SEC, stated: “The aims of the online seminar are (1) to help listed companies gain a better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management companies, as an institutional investor, understand the risks and effects of climate change on b...
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also requires that the operatives are thoroughly acknowledged and of understanding in their roles and...
SEC held the “SMEs’ Road to the Thai Capital Market” seminar on Thursday, 19 December 2019. SEC Deputy Secretary-General Sirivipa Supantanet, delivered an opening speech, and Miss Ariyaporn Amnucksoradej, acting Director of the Division of Industrial Business Capability Development, Department of Industrial Promotion, presided over the seminar. SEC Deputy Secretary-General Sirivipa Supantanet stated that “This seminar is the first event where SEC had the opportunity to meet with industria...
SEC Secretary-General Ruenvadee Suwanmongkol said: “This seminar is the first opportunity of SEC to welcome SME entrepreneurs from all over the country that are members of the Federation of Thai SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view that our cooperation with the Federation of Thai SME will help SMEs access funds in the capital marke...
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
for three more years (2024-2026), and to expand the fee deduction scope to include consulting expenses for the preparation of carbon footprint disclosure. In this regard, the deductible amount would
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council under Royal Patronage to help lawyers sharpen their capability about class action in capital m...
: 28/02/2562 วันที่ตอบ : 05/03/2562 คำถาม : กองทุน buy & hold ในการคำนวณอัตราส่วนการลงทุนใน derivatives ที่มิใช่
ประโยชน์ของกองทุนรวม ที่ นจ.(ว) 7/2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการจัดตั้งกอง buy & hold เพื่อซื้อทรัพย์สินของกองทุนรวมตราสารหนี้เพื่อเสริม