benefits or taking advantage of shareholders of listed companies, which could harm public confidence in the capital market.Inappropriate characteristics are divided into three categories based on the origin
create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial
intimates for their own benefits. The purchases were made in such a way that taking advantage of others by using non-public information material to RPC share price. The information, of which they learnt as
were made in such a way that taking advantage of others by using non-public information material to {X1} Company share price. The information, of which they learnt as {X1} Company directors, was about
during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities trading accounts of {D} and {E}. The purchases were made in such a way that taking advantage of others by using
by taking advantage of client information for personal gain. His unethical practice involved front running of online securities trading executed from his office computer for his relative?s account
gradually sold them off afterwards to make profits for himself. Ratchanon?s misconduct is deemed taking advantage of investors in violation of Section 241 of the Securities and Exchange Act B.E. 2535
the public on June 18, 2009. As his action is deemed taking advantage of investors in violation of Section 241 of the SEA subject to liabilities under Section 296 of the Act, the Settlement Committee
the public on June 18, 2009. As his action is deemed taking advantage of investors in violation of Section 241 of the SEA subject to liabilities under Section 296 of the Act, the Settlement Committee
the case and found that from April 7 to 21, 2010, Swake had, via other persons? securities accounts, purchased 5,000,000 PLE shares in the manner that taking advantage of the others by using PLE