or the TSFC Securities Limited, or other investment specified by the Office, which is clearly defined in such bank deposits or promissory notes or investment that such transaction is done by securities
Bangkok, 25 July 2022 – The Securities and Exchange Commission (SEC) has uploaded an information filing form specifically for the Zipmex Thailand case where its clients are affected by the company’s
consultation by incorporating in-depth information on each client in order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment
order to specifically plan and provide investment consultation on capital market product in line with the risk tolerence and the investment objective of each client. “investment analyst” means a person
/disposal of assets, and dividend payment decisions. Principle 1.4 The board should demonstrate a thorough understanding of the division of board and management responsibilities. The board should clearly
19 The shareholding structure of an applicant, its subsidiary company and its associated company shall: (1) explicitly reflect both controlling power and interest of the shareholders; (2) have no
performance that was 818.2 billion bath in net loss in the period from 1998 to 2000 to over 1 trillion baht in total net profit from 2001 to 2004. Thailand’s capital market has clearly regained strength and is
derivatives clearing house. For the purposes of Paragraph 1, derivatives clearing houses shall take at least the following actions: (1) clearly determine roles and responsibilities of the board of directors and
related party transaction disclose the board of directors' opinion? A: The board of directors should express an opinion explicitly whether or not a related party transaction is reasonable and for the best
raising capital explicitly in advance and demonstrates clearly that the REIT does not have any objective to raise capital of the REIT other than what has already been specified [in the trust instrument