branch office shall make an announcement to clients in compliance with the following rules: (1) the announcement of such closure shall be explicitly posted at the placement of branch office in order to be
custody, whether in its own premise or other person’s, such premise must be secure. In case of using other person’s premise, the securities company shall notify to such person explicitly that the assets
premise must be secure. In case of using other person’s premise, the securities company shall notify to such person explicitly that the assets belong to the client. 5 As added by the notification of the
raising capital explicitly in advance and demonstrates clearly that the REIT does not have any objective to raise capital of the REIT other than what has already been specified [in the trust instrument
understand their needs, paid more attention to building good relationship with all groups of customers and offered integrated financial products and services as to respond to each segment explicitly. The bank
procedures in place that are designed to ensure that individuals with demonstrably compromised integrity are not employed. 1.20 A CRA and its employees should not, either implicitly or explicitly, give any
building good relationship with all groups of customers and offered the financial products and integrated services as to respond to each segment explicitly. The bank will consider granting the loan types
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...