corporate governance while promoting awareness and use of the OECD Principles of Corporate Governance as well as the OECD Guidelines on Corporate Govern- ance of State-Owned Enterprises. In addition to being

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

Building Confidence in the Capital Market No. 37/2018 SEC extends deadline for EARTH to clarify the existence and the fair value of mining property rights Bangkok, 12 April 2018 – The SEC has granted

Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company

Rules for Being Settlor and Trustee of Real Estate Investment Trust

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)

the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being offered is > five percent of paid-up shares at the date of the decision of the shareholders

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service