client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent

To break or not to break: Evidence from price discovery process of Thai stocks during the pre-opening of each trading session To break or not to break Evidence from price discovery process of Thai

frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th

restrictions or obstacles in business operations in order to prescribe rules which are appropriate, practical and beneficial to stakeholders. This revision of notifications is not applicable to securities

enterprise registered and certified by the Office of Social Enterprise Promotion (OSEP) pursuant to the Social Enterprise Promotion Act B.E. 2562 (2019), as specified in the SEC regulations.* The list of

registered and certified by the Office of Social Enterprise Promotion (OSEP) pursuant to the Social Enterprise Promotion Act B.E. 2562 (2019), as specified in the SEC regulations.* The list of registered

market. The rest can invest in other assets investible by debt securities funds and investment in distressed bonds is prohibited; (5)  Concentration in corporate bonds of any issuing company must not

foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by