Bangkok, August 17, 2015 ? The SEC filed a criminal complaint against Parin Pruksawan for committing front running in the Thailand Futures Exchange (TFEX) with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients? futures trading orders through an account linked to him at another broker for his personal gain. This...
? Engineering, had sold 5,950,000 EMC shares and 8,900,000 units of warrants to purchase EMC shares (EMC-W3) in his ex-wife trading account. The selling was based on non-public information concerning the
machinery for plastic waste fuel refinery project. The said persons were {A}, {B} and {C}, ex-directors and executives of PRO, and {D}, Managing Director of Therm Engineering Co., Ltd. Their actions were in
บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมฟีดเดอร์,กองทุนรวมเพื่อการออม | วันที่เสนอขาย : 05/05/2565 - 17/05/2565
บริษัท หลักทรัพย์จัดการกองทุนกสิกรไทย จำกัด|กองทุนรวมที่มีการกระจายการลงทุนน้อยกว่าเกณฑ์มาตรฐาน | วันที่เสนอขาย : 14/10/2557 - 20/10/2557
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 12/11/2009 - 27/11/2009
TISCO ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 01/03/2012 - 09/03/2012
TISCO ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 09/10/2012 - 19/10/2012
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 14/10/2014 - 20/10/2014
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund , ,Foreign Investment Fund : FIF | Offering Date : 15/01/2009 - 23/01/2009