· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the

value creation of the investors’ portfolios. We are delighted to partner with the UN, PRI and AIGCC in promoting climate stewardship among Thai capital market participants, and in accelerating

inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm

who feel excluded underperform, while people who are happy at work are 13% more productive • Organizations in the top quartile for LGBTI diversity have a profitability 25% higher than average • Diverse

, greener, more inclusive economy. I’m delighted, therefore, that we are today formalising our broad-based collaboration with the SEC.” About the ASEAN Low Carbon Energy ProgrammeThe ASEAN Low Carbon

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

early increase chances of achieving happy retirement.The SEC Working Papers Forum has been hosted under the Memorandum of Understanding between the SEC and four leading business schools, aiming to apply

has partnered with SET, the Association of Provident Fund (AOP), and the Association of Investment Management Companies (AIMC) to officially launch the program “Happy PVD Company”, which promotes and

Happy Money Happy Retirement Project;  - Thailand's Private Sector Collective Action Coalition Against Corruption (CAC): Member companies are encouraged to lay out and implement anti-corruption policies

raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing