· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the

.......................................................... 51 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 9 About the Principles The Principles are intended to help policy makers evaluate and improve the legal, regulatory, and institutional

Jomkwan Kongsakul, Deputy Secretary-General of the Office of the Securities and Exchange Commission, Distinguished guests, Ladies and gentlemen, • I am honored to join you here today to celebrate completion

non-AARG audit regulatory agencies. SEC Secretary-General Ms. Ruenvadee Suwanmongkol stated during her welcome speech on the first day of the workshop: “The SEC is greatly honored to host this year’s

opportunities which in turn generating mutual benefits to both countries? capital market and economic development.At the Ministry of Economic and Finance, Phnom Penh, the MoU signing ceremony was honored by the

inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

, in Thailand and Cambodia.The MOU signing ceremony was honored by the presence of distinguished guests, including Chairman and commissioner of the SEC Board, World Bank Country Manager for Thailand

related parties in the capital market in order to create understanding and cooperation in the use of good governance principles for sustainable development.In this seminar, SEC was honored by Dr. Prasarn

ongoing decision- making. Governing bodies should have the right to outside advice, independent from any received by the sponsoring body; they need to have the capacity critically and prudently to evaluate